Internal Auditor I, Banking And Corporate Services (inter013781)

Internal Auditor I, Banking And Corporate Services

The Internal Auditor I, Banking and Corporate Services, collaborates with the lead auditor in conducting independent assurance and advisory engagements of financial institution activities to determine the adequacy and effectiveness of internal controls and risk management processes. This position is responsible for general audit areas include but are not limited to consumer and commercial banking, wealth management, accounting and financial reporting, enterprise risk management, and other corporate services functions.

Essential Duties And Responsibilities

1. Provide assistance to the lead auditor in organizing and planning assigned engagements, including researching area under review and performing walkthroughs with lines of business.
2. Provide assistance to the lead auditor in conducting fieldwork for assigned engagements, including performing independent testing and analysis; communicating progress and key information with stakeholders throughout the engagement; and developing risk-based findings and recommendations.
3. Report results and findings to lead auditor on assigned engagements.
4. Occasionally assist lead auditor in key tasks such as developing work programs; communicating risk-based findings and recommendations to management; performing root cause analysis; and drafting audit reports for management and Directors Audit Committee for less complex engagements.
5. Participate in Internal Audit projects as assigned.
6. Obtain a minimum of 40 continuing education hours related to audit and specific industry knowledge.
7. Provide audit assistance in other Internal Audit areas.
8. The ability to work in a constant state of alertness and in a safe manner.
9. Completes required BSA/AML training and other compliance training as assigned.
10. Perform any other related duties as required or assigned.

Responsibilities For Work Of Others

Supervises a small group (1-3) of employees in the same or lower classification. Assigns and checks work; assists and instructs as required, but performs same work as those supervised, or closely related work, most of the time. Content of the work supervised is of a non-technical nature and does not vary in complexity to any great degree.

Qualifications

To perform this job successfully, an individual must be able to perform each essential duty mentioned satisfactorily. The requirements listed below are representative of the knowledge, skill, and/or ability required.

Education And Experience

Broad knowledge of such fields as accounting, marketing, business administration, finance, etc. Equivalent to a four year college degree. Plus 12 - 18 months related experience and/or training.

Communication Skills

Ability to read and understand simple instructions, short correspondence, notes, letters and memos; Ability to write simple correspondence. Ability to effectively communicate information and respond to questions in person-to-person and small group situations with customers, clients, general public and other employees of the organization. Ability to read, analyze, and understand general business/company related articles and professional journals; Ability to speak effectively before groups of customers or employees. Ability to write reports, business correspondence, and policy/procedure manuals; Ability to effectively present information and respond to questions from groups of managers, clients, customers, and the general public.

Mathematical Skills

Ability to calculate figures and amounts such as discounts, interest, commissions, proportions, percentages, area, circumference, and volume. Ability to apply concepts such as fractions, ratios, and proportions to practical situations.

Critical Thinking Skills

Ability to define problems, collect data, establish facts, and draw valid conclusions. Ability to interpret an extensive variety of technical instructions in mathematical or diagram form and deal with several abstract and concrete variables.

Required Certificates, Licenses, Registrations

Not indicated.

Preferred Certificates, Licenses, Registrations

Certified Internal Auditor (CIA), Certified Public Accountant (CPA), Certified Fraud Examiner (CFE), or other relevant certifications.

Software Skills Required

Basic: 10-Key, Alphanumeric Data Entry

Intermediate: Accounting, Presentation/PowerPoint, Spreadsheet, Word Processing/Typing

Working Conditions

Periodically exposed to such elements as noise, intermittent standing, walking, pushing, carrying, or lifting; but none are present to the extent of being disagreeable.

The noise level in the work environment is usually moderate (business office with computers/printers, light traffic, etc.)

Physical Activities

The following physical activities described here are representative of those that must be met by an employee to successfully perform the essential functions of this job. Reasonable accommodations may be made to enable individuals with disabilities.