Assistant Vice President (AVP) In Markets & Securities Services (MSS) Compliance

Assistant Vice President (AVP) in Markets & Securities Services (MSS) Compliance

Brand: HSBC

Area of Interest: Risk and Compliance

Location: New York, NY, US, 10001

Work style: Hybrid Worker

In compliance with applicable laws, HSBC is committed to employing only those who are authorized to work in the US. Applicants must be legally authorized to work in the U.S. as HSBC will not engage in immigration sponsorship for this position.

Our purpose - Opening up a world of opportunity - explains why we exist. Here at HSBC, we use our unique expertise, capabilities, breadth and perspectives to open new kinds of opportunity for our more than 40 million customers. We're bringing together the people, ideas and capital that nurture progress and growth, helping to create a better world - for our customers, our people, our investors, our communities and the planet we all share.

As an Assistant Vice President (AVP) in Markets & Securities Services (MSS) Compliance you will:

• Interact with and provide real-time, compliance advisory support to Trading and Sales teams across Fixed Income and Foreign Exchange markets as they seek to achieve their business/commercial objectives in region
• Manage policies, training, program elements, and risk framework disciplines, such as periodic regulatory and risk assessments, issues tracking and management, reporting and governance, and other aspects
• Assist and, as appropriate take lead, on matters concerning business policies and procedures, regulatory matters including new rule proposals, existing and new products as well as reporting, operational, technological, and other issues in the business and functional areas
• Establish positive, working relationships with Non-Financial Risk (NFR), COO, Operations, Technology, other Risk partners and other functional areas, such as Internal Audit, to collaborate on compliance solutions and manage risk issues
• Think and operate proactively and readily help stakeholders and the wider compliance department - locally and, as necessary, globally - on cross-collaborative efforts, including project work, controls, trainings, surveillance, and other needs (e.g., regulatory change, transformation)
• Assist with review and challenge on issues, projects/initiatives, responses to regulatory inquires and examinations and various other reporting and management information

You´ll likely have the following qualifications to succeed in this role:

• Bachelor's degree - ideally in a finance or business related field
• Experience in a bank or broker-dealer, covering fixed income and/or foreign exchange markets, or comparable experience.
• Strong relationship management skills
• Foundational / technical knowledge of trading markets, including sales functions, operations, systems and technologies
• Ability to demonstrate critical thinking and professional skepticism to identify and manage risk, provide review and challenge, and evidence effective risk stewardship
• In addition, this role involves interaction with both regulators and key internal stakeholders across the three lines of defense; therefore, it requires technical knowledge, effective organizational skills, and strong interpersonal abilities

As an HSBC employee, you will have access to tailored professional development opportunities to ensure you have the right skills for today and tomorrow. We offer a competitive pay and benefits package including a robust Wellness Hub, all in a welcoming and inclusive work environment. You will be empowered to drive HSBC's engagement with the communities we serve through an industry-leading volunteerism policy, a generous matching gift program, and a comprehensive program of immersive Sustainability and Climate Change Initiatives. You'll want to join our Employee Resource Groups as they play a central part in life at HSBC, including the development of our employees and networking inside and outside of HSBC. We value difference. We succeed together. We take responsibility. We get it done. And we want you to help us build the bank of the future!

Your final fixed pay offer will depend on the candidate and several variables, including but not limited to, role responsibilities, skill set, depth of experience and education, licensing/certification requirements, internal relativity, and specific work location.

All qualified applicants will receive consideration for employment without regard to age, ancestry, color, race, national origin, ethnicity, disability or medical condition, genetic information, military or veteran service, religion, creed, sex, gender, pregnancy, childbirth, caregiver status, marital status, citizenship or immigration status, sexual orientation, gender identity or expression or any other trait protected by applicable law.

Nearest Major Market: Manhattan

Nearest Secondary Market: New York City