Supervision Support Specialist (hybrid)

Supervision Support Professional

Our Supervision Support Professionals provide superior customer service as the first line of contact for Supervision technology walk throughs, questions regarding industry rules and regulations, and continuing education, requirements, and processes for registration and licensing. We want strong collaborators who can deliver a world-class client experience. We are looking for people who thrive in a fast-paced environment, are client-focused, team-oriented, and are able to execute in a way that encourages creativity and continuous improvement. Will work directly with advisors on compliance, registration, and FINRA licensing requirements.

What To Expect:

• Career Advancement: Continuous feedback and coaching to take your career to the next level in the direction you want to.
• Support & Development: Our Supervision Support team focuses heavily on development and highly encourages team members to obtain additional licensing such as the 66, 24, or 9/10.
• Team Environment: Our Supervision support team has a strong team dynamic with easy access to the next level support.

Requirements:

• 1-2 years experience in a FINRA regulated environment
• Minimum 1 year of recent customer service experience
• Excellent oral and written communication skills.
• Ability to quickly learn and maintain knowledge in a very dynamic environment
• Ability to multi-task, strong attention to detail, excellent problem-solving and follow-up skills.
• Knowledge of mutual funds, annuities, general securities, and other financial products required.
• Knowledge of FINRA, SEC, and State rules and regulations required.
• Licenses requirement: Series 7 top-off

Preferences:

• 1-2 years of financial services experiences focused on investment products.
• Previous working knowledge of securities licensing and insurance licensing
• Proactive collaboration and service-based responses with business partners on escalated issues.
• Experience with all Microsoft applications, particularly, Excel, Word, Access, PowerPoint, and SharePoint.

Pay and Benefits: The pay range for this position is $25.00 - $30.00/hr. Eligibility requirements apply to some benefits and may depend on your job classification and length of employment. Benefits are subject to change and may be subject to specific elections, plan, or program terms. If eligible, the benefits available for this temporary role may include the following:

• Medical, dental & vision
• Critical Illness, Accident, and Hospital
• 401(k) Retirement Plan – Pre-tax and Roth post-tax contributions available
• Life Insurance (Voluntary Life & AD&D for the employee and dependents)
• Short and long-term disability
• Health Spending Account (HSA)
• Transportation benefits
• Employee Assistance Program
• Time Off/Leave (PTO, Vacation or Sick Leave)

Workplace Type: This is a hybrid position in Charlotte, NC.

Application Deadline: This position is anticipated to close on Sep 6, 2025.

About TEKsystems: We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe, and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company. The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.