Internal Operations And Oversight Director, Internal Audit

Internal Operations And Oversight Director, Internal Audit

We're seeking a candidate with strong ability to analyse data and support automation of processes to join our Internal Audit Division as a Director (AVP-Equivalent) for the Internal Operations and Oversight team within the MSESE Group based in Frankfurt.

The Internal Audit Division (IAD) drives attention and resources to vulnerabilities by providing an independent and well-informed view and impactful messages about the most important risks facing our Firm. This is accomplished by performing a range of assurance activities to independently assess the quality and effectiveness of Morgan Stanley's system of internal control, including risk management and governance systems and processes. IAD serves as an objective and independent function within the Firm's risk management framework to foster continual improvement of risk management processes. This is a Director level position within Internal Operations and Quality Control, which is responsible for efficient and effective functioning of the department, supporting the ultimate delivery of high-quality assurance services.

What You'll Do In The Role:

• Support the Internal Audit coordination for regulatory and external auditor examinations, information requests, meeting preparation, and other ad-hoc requests
• Support the production, review, challenge and coordination of regulatory submissions, including content creation, messaging and tone
• Support the established processes and maintain databases to respond to information requests regarding Internal Audit coverage on a timely basis
• Support the adequacy and timeliness of remediation of regulatory and external auditor findings against Internal Audit
• Support the maintenance of the MSESE audit universe and facilitate completeness on an ongoing basis
• Support the production of quarterly and annual reporting of MSESE Internal Audit to management and supervisory boards
• Support the performance of controls within MSESE Internal Audit related to information safekeeping, adequacy of entitlements, outsourcing governance, business continuity planning, etc.

What You'll Bring To The Role:

• 4 or more years of relevant financial services experience
• Ability to identify and analyze multiple data sources to inform point of view, and enable and support automation with the aim to inform focus and views on risk
• Knowledge of EU27 regulatory environment including applicable regulations and regulatory areas of focus
• Strong understanding of audit principles, methodology, tools and processes (e.g., risk assessments, planning, testing, reporting and continuous monitoring)
• Ability to ask meaningful questions, understand various viewpoints and adapt messaging accordingly
• A commitment to practicing inclusive behaviors
• Professional level English and German language skills required
• Relevant certifications (e.g., CIA, CPA, etc.) preferred

What You Can Expect From Morgan Stanley:

At Morgan Stanley, we raise, manage and allocate capital for our clients – helping them reach their goals. We do it in a way that's differentiated – and we've done that for 90 years. Our values - putting clients first, doing the right thing, leading with exceptional ideas, committing to diversity and inclusion, and giving back - aren't just beliefs, they guide the decisions we make every day to do what's best for our clients, communities and more than 80,000 employees in 1,200 offices across 42 countries. At Morgan Stanley, you'll find an opportunity to work alongside the best and the brightest, in an environment where you are supported and empowered. Our teams are relentless collaborators and creative thinkers, fueled by their diverse backgrounds and experiences. We are proud to support our employees and their families at every point along their work-life journey, offering some of the most attractive and comprehensive employee benefits and perks in the industry. There's also ample opportunity to move about the business for those who show passion and grit in their work.

Certified Persons Regulatory Requirements: If this role is deemed a Certified role and may require the role holder to hold mandatory regulatory qualifications or the minimum qualifications to meet internal company benchmarks.

Flexible work statement Interested in flexible working opportunities? Morgan Stanley empowers employees to have greater freedom of choice through flexible working arrangements. Speak to our recruitment team to find out more. Morgan Stanley is an equal opportunities employer. We work to provide a supportive and inclusive environment where all individuals can maximize their full potential. Our skilled and creative workforce is comprised of individuals drawn from a broad cross section of the global communities in which we operate and who reflect a variety of backgrounds, talents, perspectives, and experiences. Our strong commitment to a culture of inclusion is evident through our constant focus on recruiting, developing, and advancing individuals based on their skills and talents.