Senior Manager/manager/assistant Manager, Operations And Credit Control

Mandatory Reference Checking Scheme ("MRC") For Hong Kong

The Mandatory Reference Checking Scheme is a framework to facilitate Authorized Institutions ("AIs") to bilaterally obtain reference information during their recruitment process for certain positions, such that misconduct information in an individual's previous employments can be provided to AIs to inform their employment decisions.

For information related to MRC Scheme, "Frequently Asked Questions for In Scope Individuals" is published by HKAB/Industry Guidelines or further information will be available upon request, if it is applicable to the position(s) applied.

Country of Location: China Hong Kong

Job Responsibilities:

• Act as a facilitator to liaise other risk and control units or operations team on related tasks and initiatives, including process enhancement, streamlining or control measures reinforcement.
• To liaise with stakeholders for system solutions, system defect reporting, UAT arrangements, implementation plan etc.
• To draft internal workflow to ensure the Bank's policies are implemented.
• Provide and maintain MIS to facilitate effective control and monitoring of the daily operations and for the management's overview.
• To handle auditor or regulators enquiries and relevant follow up enhancement actions. To ensure they are well-implemented within the department.
• To monitor end-to-end credit cycle from credit application, credit review, approval SLA, to post-lending and Special Mention loans monitoring. To escalate and alert appropriate parties whenever red-flag was identified throughout the credit life cycle.
• Assist to oversee the AML / CDD / FATCA / CRS related day-to-day tasks of the department. To ensure relevant tasks are a properly handled in a timely manner.
• Keep abreast of new and changes of policies and procedures. Assist to provide and coordinate training / briefing session to promote compliance awareness and culture within the department.
• Assist provide relevant data, information and responses to other line of defense, auditor or regulators.
• Support frontline and adhere to anti-money laundering and counter terrorist financing controls in accordance with regulatory standards and CNCBI policies.

Requirements:

• Preferably a degree holder in Finance, Accounting, Risk Management or related disciplines.
• Minimum 7 years of relevant experience in business banking operations / operational risk management.
• Prior experience in operations and control function is preferred.
• Good knowledge on banking products and services.
• Proficient in MS Office Applications.
• Good command of both written and spoken English and Chinese.