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Trade Support Specialist

Support fixed income trading operations by processing trades, monitoring reports, and coordinating with partners daily
Charlotte
Junior
13 hours agoBe an early applicant
Ameriprise Financial

Ameriprise Financial

Provides financial planning, asset management, and insurance services to individuals and institutions through a network of financial advisors.

4 Similar Jobs at Ameriprise Financial

Job Title

Provide operational support for the fixed income trading team.

Job Description

Manage fixed income corrections to ensure trades are corrected quickly, and within regulations. Monitor daily reporting submissions to external regulatory agencies to ensure trades are properly reported to various agencies. Provide support to accumulate data for audit requests. Support and validate trading technology changes. Support fixed income liquidation requests from all areas of the firm. Provide new issue operational support for Capital Markets group. Job requires great judgement on when to escalate.

Key Responsibilities

Manage, prioritize, and perform complex trading operations in support of the fixed income trading desk, including generating reports, billing trades, processing trade requests received from business partners, monitoring and triaging rejected trades, and testing or analyzing technology problems and updates. Accuracy, efficiency, and timeliness are critical to running the desk's workflow.

Monitor daily reporting submissions to external regulatory agencies (MSRB and TRACE).

Provide new issue operational support (offering setup and trading) to the Products team for structured products, working cross-organizationally, and with external business partners.

Required Qualifications

  • Education: Bachelor's degree or equivalent.
  • Experience: 1+ years of relevant experience.
  • *Post-secondary education and relevant work experience may be interchanged to meet the combined total years of minimum required qualifications for education and experience.
  • Active Series 7 license or the ability to obtain within 120 days.
  • Strong attention to detail, including demonstrated ability to meet accuracy standards in a high-volume environment.
  • Ability to manage multiple priorities in a fast-paced, results-driven environment.
  • Ability to effectively prioritize time-sensitive workflows.
  • Ability to work efficiently with multiple business partners.
  • Strong communication skills and comfortable working with various levels of the organization.
  • Basic understanding and proficiency in Microsoft Office software including OneNote.

Preferred Qualifications

  • Basic understanding of fixed income markets.
  • Familiarity with Tradeweb, Bloomberg, TRACE, MSRB, and BETA Host.
  • Ability to use Microsoft Excel.

Applicants must have a valid work authorization that does not now, or in the future, require visa sponsorship for employment in the United States (e.g., H-1B, F-1 CPT, F-1 OPT, TN).

Full time

Non-Exempt

Business Support & Operations

CLEAR Clearing

Ameriprise Financial is an equal opportunity employer. We consider all qualified applicants without regard to race, color, religion, sex, sexual orientation, gender identity, gender expression, national origin, ancestry, age, physical or mental disability, medical condition, pregnancy, military status, veteran status, genetic information, citizenship, disability status, marital status, family status or any other basis prohibited by law.

We are committed to fostering an inclusive and accessible recruitment process for individuals with disabilities. If you require a reasonable accommodation to participate in the application or interview process, speak to your recruiter to discuss how we can support you.

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Trade Support Specialist
Charlotte
Support
About Ameriprise Financial
Provides financial planning, asset management, and insurance services to individuals and institutions through a network of financial advisors.